Dab tsi ntawm cov hauv qab no tsis raug zam?

Cov txheej txheem:

Dab tsi ntawm cov hauv qab no tsis raug zam?
Dab tsi ntawm cov hauv qab no tsis raug zam?

Video: Dab tsi ntawm cov hauv qab no tsis raug zam?

Video: Dab tsi ntawm cov hauv qab no tsis raug zam?
Video: ua neej tiam no tsis cia siab lawm ( zoo xyooj ) C.V 2024, Hlis ntuj nqeg
Anonim

Government bonds, municipal bonds, and Small Business Investment Company teeb meem yog tag nrho cov kev zam kev nyab xeeb raws li Txoj Cai 1933. Corporate bonds yog cov khoom lag luam tsis raug zam uas yuav tsum tau sau npe nrog SEC raws li Txoj Cai Securities ntawm 1933.

5 qhov kev zam kev nyab xeeb yog dab tsi?

Txhua hom kev nyab xeeb thiab qee yam kev lag luam raug suav hais tias los ntawm SEC kom raug zam los ntawm kev sau npe. Exempt Security - Feem ntau hom kev zam kev nyab xeeb yog tsoomfwv kev nyab xeeb, kev nyab xeeb hauv tuam txhab nyiaj, cov cuab yeej nuj nqis zoo, cov nyiaj tsis muaj txiaj ntsig, thiab daim ntawv cog lus pov hwm

Cov piv txwv ntawm kev zam kev nyab xeeb yog dab tsi?

zam kev nyab xeeb

  • Kev nyab xeeb tawm los ntawm tsoomfwv Meskas lossis tsoomfwv cov koomhaum.
  • Municipal bonds (tsoom fwv hauv zos)
  • Kev nyab xeeb muab los ntawm tuam txhab nyiaj, tuam txhab nyiaj khaws cia, thiab cov koomhaum qiv nyiaj.
  • Public utility stocks or bonds.
  • Kev nyab xeeb tawm los ntawm kev ntseeg, kev kawm, lossis cov koom haum tsis muaj txiaj ntsig.

Yuav muaj kev nyab xeeb dab tsi raug zam los ntawm kev sau npe?

Qhov kev zam tshaj plaws los ntawm kev sau npe yuav tsum muaj xws li:

  • Kev pub dawb rau qee tus neeg lossis tsev kawm;
  • Kev muaj tsawg tsawg;
  • Intrastate offerings; thiab.
  • Kev nyab xeeb ntawm nroog, xeev, thiab tsoomfwv tsoomfwv.

Yuav ua li cas yog qhov kev ruaj ntseg tsis tau sau npe?

Unregistered shares, tseem hu ua txwv tsis pub, yog kev nyab xeeb uas tsis tau sau npe nrog Securities and Exchange Commission (SEC)… Piv txwv li, ib lub tuam txhab tuav pov hwm ntiag tug tej zaum yuav tshaj tawm qhov tsis tau sau npe rau nws cov thawj coj thiab cov tswv cuab hauv pawg thawj coj ua ib feem ntawm lawv cov nyiaj them poob haujlwm.

Pom zoo: